CSI CSC1 : Canadian Securities Course Exam 1

CSC1 pass collection

Exam Code: CSC1

Exam Name: Canadian Securities Course Exam 1

Updated: Aug 10, 2026

Q & A: 100 Questions and Answers

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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
The Economy13%- Macroeconomic Fundamentals
  • 1. Monetary Policy
  • 2. Inflation
  • 3. Economic Cycles
  • 4. Fiscal Policy
The Canadian Investment Marketplace15%- Capital Markets
  • 1. Products
  • 2. Markets
  • 3. Capital
- Canadian Regulatory Environment
  • 1. Ethics
  • 2. Regulation and Supervision
  • 3. Regulators
- Canadian Securities Industry
  • 1. Other Financial Intermediaries
  • 2. Overview of the Industry
  • 3. Investment Dealer's Role as a Financial Intermediary
  • 4. Trends in the Market
Features and Types of Fixed-Income Securities12%- Fixed-Income Instruments
  • 1. Yield and Risk
  • 2. Corporate Bonds
  • 3. Government Bonds
Corporations and their Financial Statements8%- Financial Statement Analysis
  • 1. Balance Sheet
  • 2. Cash Flow Statement
  • 3. Income Statement
Derivatives10%- Derivative Instruments
  • 1. Options
  • 2. Futures
  • 3. Hedging Strategies
Pricing and Trading of Fixed-Income Securities11%- Bond Markets
  • 1. Trading Practices
  • 2. Yield Calculations
  • 3. Bond Pricing
Common and Preferred Shares13%- Equity Securities
  • 1. Shareholder Rights
  • 2. Common Shares
  • 3. Preferred Shares
Equity Transactions10%- Trading Equities
  • 1. Settlement Procedures
  • 2. Margin Trading
  • 3. Order Types
Financing and Listing Securities8%- Security Issuance
  • 1. Private Placements
  • 2. Public Offerings
  • 3. Listing Requirements

CSI Canadian Securities Course Exam 1 Sample Questions:

1. The principleof retraction in retractable preferredshares is identical to what other security?

A) Retractable bonds and debentures
B) Retractable common shares
C) Redeemable preferred shares.
D) Callable preferred shares.


2. An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A) offering a greenshee option
B) Crowfunding
C) Filling disclosure documents with SEDAR+.
D) Escrowing shares


3. Assume the Government of Canada issues new fixed-incomesecurities with an original term to maturity sixmonthsthat does not pay interest, which type of fixed-income securities were issued?

A) Commercial paper
B) Term deposits
C) Treasury bills
D) Guaranteed bonds


4. What is the portion of annual profit held by a company after the payment expenses and the distribution of dividends?

A) Retained earnings
B) Share capital.
C) Comprehensive income.
D) Gross profit


5. What is the main benefit for the investors when a company announces a stock spit?

A) An increase in the shares' market price.
B) An Increase in the proportion of the shareholder's stake.
C) An increase in the shares' affordability.
D) An increase in the value of the shareholderstake


Solutions:

Question # 1
Answer: A
Question # 2
Answer: B
Question # 3
Answer: C
Question # 4
Answer: A
Question # 5
Answer: C

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